Compliance with regulatory requirements is among the core responsibilities of the management. Investigation efforts of regulatory authorities around the world are on the rise. In the event of a violation, penalties and reputational damage are considerable. Through education, training, and audits, we help our clients avoid penalties and reputational damage from the outset. At the same time, we ensure that our clients will be able to use the legal leeway available to them to the fullest extent. Effective compliance management systems also reduce personal liability exposure for officers and directors.
In the areas of corporate law, capital market law, antitrust law, and tax law compliance, our partners have handled many of the most complex cases, setting or co-developing standards on a regular basis. We also have extensive experience working closely with our worldwide offices on matters involving international compliance standards and proceedings, in particular matters involving the United States or Great Britain.
Focus of advice
- Developing and monitoring custom-tailored compliance systems
- Advising governing bodies and their members on all compliance issues (including corporate governance and antitrust law)
- Full investigation and analysis of potential compliance violations (internal investigations)
- Compliance investigations in preparation of M&A transactions
- Representation in regulatory investigations, including whistleblower and leniency proceedings, and settlement negotiations with investigation authorities
- Prosecution and defense of claims for damages in connection with investigations and alleged compliance violations
- Compliance training
